Form D · Other Investment Fund

NewSmith Global Absolute Return Fund

Dublin, L2 · CIK 0001516609

Offering snapshot reported Apr 28, 2014 · SEC filing

Reported sold
$500K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$250K$500KApr 27, 2011: $500,000.00Apr 27, 2011Apr 27, 2012: $500,000.00Apr 27, 2012Apr 26, 2013: $500,000.00Apr 26, 2013Apr 28, 2014: $500,000.00Apr 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 28, 2014Amendment$500,000$0vs Apr 26, 20131SEC filing
Apr 26, 2013Amendment$500,000$0vs Apr 27, 20121SEC filing
Apr 27, 2012Amendment$500,000$0vs Apr 27, 20111SEC filing
Apr 27, 2011Initial$500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-158938

Source: Form D, filed Apr 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEWSMITH INVESTMENT FUNDS PLC-NEWSMITH GLOBAL ABSOLUTE RETURN FUND

Investment adviser: NS ASSET MANAGEMENT LLP

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Jun 22, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRCEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 926168 · Jun 22, 2015 · Schedule D 7.B.(1), fund 805-7408219092

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gavin Caldwell Director
Ronald J. Carlson Director
Brian Davy Director
Paul Roy Director
Harry Sheridan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Custom House Plaza Block 6 International Financial Services Centre
Dublin, L2, 1