Form D · Hedge Fund

NEWPORT PHOENIX LLC

Irvine, CA · CIK 0001454724

Offering snapshot reported Feb 26, 2018 · SEC filing

Reported sold
$11.6M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$40M
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$66.8M$134MJan 16, 2009Feb 25, 2010: $73,346,880.00Mar 2, 2012: $85,771,149.00Mar 4, 2013: $92,279,346.00Mar 4, 2014: $103,890,069.00Mar 4, 2015: $130,972,788.00Mar 4, 2016: $126,265,010.00Mar 3, 2017: $133,507,921.00Feb 26, 2018: $11,579,100.00Feb 26, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$133,507,921 → $11,579,100

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 26, 2018Amendment$11,579,100-$121,928,821vs Mar 3, 20171SEC filing
Mar 3, 2017Amendment$133,507,921$7,242,911vs Mar 4, 20161SEC filing
Mar 4, 2016Amendment$126,265,010$52,918,130vs Feb 25, 20101SEC filing
Mar 4, 2015Amendment$130,972,788$57,625,908vs Feb 25, 20101SEC filing
Mar 4, 2014Amendment$103,890,069$30,543,189vs Feb 25, 20101SEC filing
Mar 4, 2013Amendment$92,279,346$18,932,466vs Feb 25, 20101SEC filing
Mar 2, 2012Amendment$85,771,149$12,424,269vs Feb 25, 20101SEC filing
Feb 25, 2010Amendment$73,346,880No comparison1SEC filing
Jan 16, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-126305

Source: Form D, filed Feb 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEWPORT PHOENIX, LLC

Investment adviser: PAAMCO PRISMA, LLC

Gross asset value
$132M
Beneficial owners
1
ADV minimum commitment
$40M

Reported in Form ADV on Sep 8, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1139105 · Sep 8, 2017 · Schedule D 7.B.(1), fund 805-9109718100

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Barlow Executive
Carlos Ferreira Executive
N/A Pacific Alternative Asset Management Company Promoter
James P. Rankin Executive
Kevin Williams Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19540 Jamboree Road, Suite 400
Irvine, CA, 92612