Form D · Hedge Fund

NEWPORT GARFIELD, LLC

Irvine, CA · CIK 0001472170

Offering snapshot reported Sep 25, 2018 · SEC filing

Reported sold
$4.02M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100M
Reported outside-investor minimum
First sale
Sep 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$96.3M$193MSep 15, 2009: $100,000,000.00Sep 15, 2009Oct 1, 2010: $100,000,000.00Sep 20, 2011: $140,000,000.00Sep 20, 2012: $140,000,000.00Sep 19, 2013: $173,373,657.00Sep 19, 2014: $191,533,439.00Sep 22, 2015: $192,631,435.00Sep 22, 2016: $182,187,790.00Sep 25, 2017: $4,586,358.00Sep 25, 2018: $4,019,894.00Sep 25, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,586,358 → $4,019,894

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 25, 2018Amendment$4,019,894-$566,464vs Sep 25, 20171SEC filing
Sep 25, 2017Amendment$4,586,358-$177,601,432vs Sep 22, 20161SEC filing
Sep 22, 2016Amendment$182,187,790$82,187,790vs Oct 1, 20101SEC filing
Sep 22, 2015Amendment$192,631,435$92,631,435vs Oct 1, 20101SEC filing
Sep 19, 2014Amendment$191,533,439$91,533,439vs Oct 1, 20101SEC filing
Sep 19, 2013Amendment$173,373,657$73,373,657vs Oct 1, 20101SEC filing
Sep 20, 2012Amendment$140,000,000$40,000,000vs Oct 1, 20101SEC filing
Sep 20, 2011Amendment$140,000,000$40,000,000vs Oct 1, 20101SEC filing
Oct 1, 2010Amendment$100,000,000$0vs Sep 15, 20091SEC filing
Sep 15, 2009Initial$100,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134467
Minimum Investment amount may be waived by management.

Source: Form D, filed Sep 25, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEWPORT GARFIELD, LLC

Investment adviser: PAAMCO PRISMA, LLC

Gross asset value
$94.7M
Beneficial owners
1
ADV minimum commitment
$100M

Reported in Form ADV on Sep 8, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1139105 · Sep 8, 2017 · Schedule D 7.B.(1), fund 805-2592980814

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Barlow Executive
Carlos Ferreira Executive
Darren Huber Executive
Leslie Mac Donald Executive
N/A Pacific Alternative Asset Management Promoter
N/A Pacific Alternative Asset Management Company Promoter
James P. Rankin Executive
Kevin Williams Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19540 Jamboree Road Suite 400
Irvine, CA, 92612