Form D · Hedge Fund

NEWPORT CASCADE FUND LLC

Irvine, CA · CIK 0001171589

Offering snapshot reported May 15, 2019 · SEC filing

Reported sold
$250M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$136M$273MApr 5, 2010: $229,342,252.00Apr 5, 2010Apr 5, 2011: $229,342,252.00Apr 5, 2012: $221,333,680.00Apr 5, 2013: $238,570,379.00Apr 7, 2014: $272,677,364.00Apr 7, 2015: $271,750,476.00Apr 11, 2016: $225,546,592.00Apr 11, 2017: $234,164,797.00Apr 11, 2017: $234,164,797.00May 15, 2017: $234,164,797.00May 15, 2018: $241,711,393.00May 15, 2019: $249,732,594.00May 15, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$241,711,393 → $249,732,594

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2019Amendment$249,732,594$8,021,201vs May 15, 20181SEC filing
May 15, 2018Amendment$241,711,393$7,546,596vs May 15, 20171SEC filing
May 15, 2017Amendment$234,164,797$8,618,205vs Apr 11, 20161SEC filing
Apr 11, 2017Amendment$234,164,797$8,618,205vs Apr 11, 20161SEC filing
Apr 11, 2017Amendment$234,164,797$8,618,205vs Apr 11, 20161SEC filing
Apr 11, 2016Amendment$225,546,592-$3,795,660vs Apr 5, 20111SEC filing
Apr 7, 2015Amendment$271,750,476$42,408,224vs Apr 5, 20111SEC filing
Apr 7, 2014Amendment$272,677,364$43,335,112vs Apr 5, 20111SEC filing
Apr 5, 2013Amendment$238,570,379$9,228,127vs Apr 5, 20111SEC filing
Apr 5, 2012Amendment$221,333,680-$8,008,572vs Apr 5, 20111SEC filing
Apr 5, 2011Amendment$229,342,252No comparison1SEC filing
Apr 5, 2010Amendment$229,342,252No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-42678

Source: Form D, filed May 15, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEWPORT CASCADE FUND, LLC

Investment adviser: PAAMCO PRISMA, LLC

Gross asset value
$231M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Sep 8, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1139105 · Sep 8, 2017 · Schedule D 7.B.(1), fund 805-1281069239

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Barlow Executive
Carlos Ferreira Executive
Darren Huber Executive
N/A Paamco Prisma, Llc Promoter
N/A Pacific Alternative Asset Management Company Promoter
James P. Rankin Executive
Kevin Williams Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19540 Jamboree Road Suite 400
Irvine, CA, 92612