Form D · Other Investment Fund
Newport Asia China Fund, L.P.
San Francisco, CA · CIK 0001606502
Offering snapshot reported May 17, 2016 · SEC filing
- Reported sold
- $102M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Mar 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 17, 2016 | Amendment | $101,590,438 | $0vs Apr 8, 2016 | 9 | SEC filing |
| Apr 8, 2016 | Amendment | $101,590,438 | $1,324,665vs May 8, 2015 | 9 | SEC filing |
| May 8, 2015 | Amendment | $100,265,773 | $0vs Apr 24, 2015 | 10 | SEC filing |
| Apr 24, 2015 | Amendment | $100,265,773 | $265,773vs Oct 31, 2014 | 10 | SEC filing |
| Oct 31, 2014 | Amendment | $100,000,000 | $0vs Apr 25, 2014 | 9 | SEC filing |
| Apr 25, 2014 | Initial | $100,000,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-216282
The reported total amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.
Source: Form D, filed May 17, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NEWPORT ASIA CHINA FUND, L.P.
Investment adviser: NEWPORT ASIA LLC
- Gross asset value
- $101M
- Beneficial owners
- 7
- ADV minimum commitment
- $1M
Reported in Form ADV on May 23, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1019758 · May 23, 2016 · Schedule D 7.B.(1), fund 805-2043512459
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Ellis | Promoter |
| Christopher Hayden Legallet | Promoter |
| John Miller Mussey | Promoter |
| N/A Newport Asia Llc | Executive |
| Eric Robert Lewis Sandlund | Promoter |
| Thomas Rogerson Tuttle | Promoter |
| Wenhua Zhang | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94108