Form D · Other Banking and Financial Services
NewFund RE 4, LP
Dallas, TX · CIK 0001470663
Offering snapshot reported Aug 21, 2009 · SEC filing
- Reported sold
- $150K Offering amount: $2M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Aug 14, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2009 | Initial | $150,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 05
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-133827
Maximum of $2,000,000.00 and Minimum of $500,000.00.
Issuer will supplement answer based on amount sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dennis Carpenter | None |
Source: Form D, filed Aug 21, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lisa Biggs | Executive |
| Richard Kevin Smith | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
8220 Westchester Drive, Suite 200
Dallas, TX, 75225
Dallas, TX, 75225