Form D · Other Investment Fund
NEWFLEET INSTITUTIONAL LOAN TRUST
Hartford, CT · CIK 0001602197
Offering snapshot reported Mar 11, 2014 · SEC filing
- Reported sold
- $5M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Feb 24, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2014 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-213320
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| VP Distributors, LLC c/o Newfleet Asset Management, LLC | 3036 | VP Distributors, LLC c/o Newfleet Asset Management, LLC · CRD 3036 |
Source: Form D, filed Mar 11, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Newfleet Asset Management, Llc | Promoter |
| N/A U.S. Bank Trust National Association | Director |
| N/A Vp Distributors, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
100 Pearl Street
Hartford, CT, 06103
Hartford, CT, 06103