Form D · Other Health Care
NewCardio, Inc.
Santa Clara, CA · CIK 0001354942
Offering snapshot reported Oct 7, 2009 · SEC filing
- Reported sold
- $2.92M Offering amount: $2.92M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Sep 15, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2009 | Initial | $2,920,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $99.4K
- Finders' fees
- $0
- Form D file number
- 021-135026
Warrants to purchase up to 70,000 shares of the Issuer's common stock were also provided as sales commission.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| The Benchmark Company, LLC | 22982 | |
| Hallmark Investments, Inc. | 135003 |
Source: Form D, filed Oct 7, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert N. Blair | Director |
| Richard D. Brounstein | Executive |
| Michael Hanson | Director |
| James A. Heisch | Director |
| Jess Jones | Director |
| Mark W. Kroll | Director |
| Patrick Maguire | Director |
| Vincent Renz, Jr. | Executive |
| Branislav W. Vajdic | Director, Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
2350 Mission College Blvd. #1175
Santa Clara, CA, 95054
Santa Clara, CA, 95054