Form D · Other Real Estate

New York Power DST

Oak Brook, IL · CIK 0001524450

Offering snapshot reported Jan 9, 2012 · SEC filing

Reported sold
$11.9M
Offering amount: $11.9M
Investors reported
98
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jun 22, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.93M$11.9MJul 7, 2011: $826,933.00Jul 7, 2011Jul 27, 2011: $3,281,935.00Aug 10, 2011: $5,461,495.00Aug 24, 2011: $7,113,505.00Sep 1, 2011: $8,084,125.00Sep 20, 2011: $8,816,413.00Oct 12, 2011: $10,874,349.00Jan 9, 2012: $11,850,000.00Jan 9, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,874,349 → $11,850,000
  • Reported investors90 → 98

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2012Amendment$11,850,000$975,651vs Oct 12, 201198SEC filing
Oct 12, 2011Amendment$10,874,349$2,057,936vs Sep 20, 201190SEC filing
Sep 20, 2011Amendment$8,816,413$732,288vs Sep 1, 201174SEC filing
Sep 1, 2011Amendment$8,084,125$970,620vs Aug 24, 201164SEC filing
Aug 24, 2011Amendment$7,113,505$1,652,010vs Aug 10, 201159SEC filing
Aug 10, 2011Amendment$5,461,495$2,179,560vs Jul 27, 201146SEC filing
Jul 27, 2011Amendment$3,281,935$2,455,002vs Jul 7, 201130SEC filing
Jul 7, 2011Initial$826,933No comparison9SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$830K (estimated)
Finders' fees
$0
Form D file number
021-162429
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Robert S. Smith1412333Concorde Investment Services, LLC · CRD 151604
Peter Fisher1259923Investacorp, Inc. · CRD 7684
Dennis I. Weiss462338American Investors Company · CRD 38
Jonathan R. Creighton1495897Concorde Investment Services, LLC · CRD 151604
Joshua P. Ungerecht5183573Nelsonreid, Inc. · CRD 45503
Donald S. Meredith1867703Concorde Investment Services, LLC · CRD 151604
John A. Doane4083486Detwiler Fenton & Co. · CRD 1794
Charles W. Fowler4750998Pacific West Securities, Inc. · CRD 6390
Thomas D. Sanders1280319Centaurus Financial, Inc. · CRD 30833
John G. Chess4812430Investacorp, Inc. · CRD 7684
Billy E. Foster1013897United Planners' Financial Services of America · CRD 20804
Gary G. Benson1182211NPB Financial Group, LLC · CRD 137743
Donald L. Hartmann1003231JRL Capital Corporation · CRD 10225
James H. Fehlberg205539Pacific West Securities, Inc. · CRD 6390
Donovan T. Kelly2622366Pacific West Securities, Inc. · CRD 6390
Scott Parker Inabnet46034811st Global Capital Corp. · CRD 30349
Ryan A. Weber2665254Capital Analysts, Incorporated · CRD 5478
Patrick R. Conway1337831Investacorp, Inc. · CRD 7684
Greg S. Bowen2328903Pacific West Securities, Inc. · CRD 6390
Douglas K. Perry2260883Pacific West Securities, Inc. · CRD 6390
Robert J. Luna3165706Crown Capital Securities, L.P. · CRD 6312
Barry W. LeMay306332Pacific West Securities, Inc. · CRD 6390
Warren J. Thomas2299254Nelsonreid, Inc. · CRD 45503
Shannon P. Simon5621092American Portfolio Financial Services, Inc. · CRD 18487
Robert A. Burch, Sr.1045257Proequities, Inc. · CRD 15708
James R. Armagost7157VSR Financial Services, Inc. · CRD 14503
Tomas J. Velken1600404Sigma Financial Corporation · CRD 14303
Kate M. King4654157Centaurus Financial, Inc. · CRD 30833
Charles E. Carrick1330091Proequities, Inc. · CRD 15708
Thomas J. Goodson1332233Securities America, Inc. · CRD 10205
David C. Gossling2545451Lincoln Financial Advisors Corporation · CRD 3978
Matthew E. Roberson3090052Lincoln Financial Advisors Corporation · CRD 3978
Derek B. Ferriera1290274Lincoln Financial Advisors Corporation · CRD 3978
Timothy J. McIlwain4375778Lincoln Financial Advisors Corporation · CRD 3978
Michael C. Stickney718622Lincoln Financial Advisors Corporation · CRD 3978
Mark T. Strassburger848379Lincoln Financial Advisors Corporation · CRD 3978
Chad M. Tusa4524325Crown Capital Securities, L.P. · CRD 6312
Ewald M. Von Kanel1394888Summit Brokerage Services, Inc. · CRD 34643
Brian O'Dell4685065Summit Brokerage Services, Inc. · CRD 34643
Jay J. Meyer333118Landolt Securities, Inc. · CRD 28352
Cheryl L. Jaques306332Pacific West Securities, Inc. · CRD 6390
Dennis M. Eichinger1649338Pacific West Securities, Inc. · CRD 6390
David B. Levinson705929Newport Coast Securities, Inc. · CRD 16944
Byron J. Ishiwata46104561st Global Capital Corp. · CRD 30349
Steven D. Duncan3137617Ameriprise Financial Services, Inc. · CRD 6363
Thomas E. Burns, III36422Crown Capital Securities, L.P. · CRD 6312
Forrest J. Padilla4804740Independent Financial Group, LLC · CRD 7717
Dana A. Westenhaver51560613Lincoln Financial Advisors Corporation · CRD 3978
Anita L. Lester4478199Concorde Investment Services, LLC · CRD 151604

Source: Form D, filed Jan 9, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Corporation Inland Private Promoter
Power, L.L.C. New York Promoter
Power Exchange, L.L.C. New York Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523