Form D · Insurance
New York Life Insurance Co Pooled Separate Account 45-005
New York, NY · CIK 0001626397
Offering snapshot reported Dec 18, 2018 · SEC filing
- Reported sold
- $328M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 21, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 18, 2018 | Amendment | $327,758,840 | $0vs Jan 3, 2018 | 3 | SEC filing |
| Jan 3, 2018 | Amendment | $327,758,840 | $0vs Jan 4, 2017 | 3 | SEC filing |
| Jan 4, 2017 | Amendment | $327,758,840 | $111,758,840vs Nov 23, 2015 | 3 | SEC filing |
| Nov 23, 2015 | Amendment | $216,000,000 | $115,000,000vs Nov 25, 2014 | 3 | SEC filing |
| Nov 25, 2014 | Initial | $101,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-229019
529 Tuition Savings Program Separate Account Funding Agreements
Source: Form D, filed Dec 18, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Betty C. Alewine | Director |
| Patricia L. Barbari | Executive |
| Christopher O. Blunt | Executive |
| Michele G. Buck | Director |
| Robert B. Carter | Director |
| David Cruz | Executive |
| Sheila K. Davidson | Executive |
| Ralph De La Vega | Director |
| Craig De Santo | Executive |
| Mark L. Feidler | Director |
| John T. Fleurant | Executive |
| Kent B. Foster | Director |
| Christina A. Gold | Director |
| Matthew Grove | Executive |
| Thomas A. Hendry | Executive |
| Yie Hsin Hung | Executive |
| John Y. Kim | Executive |
| Donna H. Kinnaird | Director |
| Mark J. Madgett | Executive |
| Anthony Malloy | Executive |
| Theodore A. Mathas | Director, Executive |
| Amy Miller | Executive |
| Sidney Thomas Moser | Director |
| S. Thomas Moser | Director |
| George K. Nichols Iii | Executive |
| Katherine R. O'brien | Executive |
| Mark W. Pfaff | Executive |
| Joseph W. Prueher | Director |
| Thomas C. Schievelbein | Director |
| Barry A. Schub | Executive |
| Edward D. Shirley | Director |
| Gerald B. Smith | Director |
| Joel M. Steinberg | Executive |
| Susan A. Thrope | Executive |
| William G. Walter | Director |
Issuer details
Industry: Insurance (See others in industry)
Address:New York, NY, 10010