Form D · Insurance
NEW YORK LIFE INSURANCE & ANNUITY CORP
New York, NY · CIK 0000907593
Offering snapshot reported Mar 11, 2026 · SEC filing
- Reported sold
- $136M Indefinite offering
- Investors reported
- 120 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 14, 2002 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2026 | Initial | $136,299,569 | No comparison | 120 | SEC filing |
| Mar 12, 2025 | Amendment | $135,351,413 | $5,399,684vs Mar 13, 2023 | 119 | SEC filing |
| Mar 14, 2024 | Amendment | $132,819,829 | $2,868,100vs Mar 13, 2023 | 106 | SEC filing |
| Mar 13, 2023 | Amendment | $129,951,729 | $12,286,185vs Mar 9, 2022 | 105 | SEC filing |
| Mar 9, 2022 | Amendment | $117,665,544 | $0vs Mar 15, 2021 | 89 | SEC filing |
| Mar 15, 2021 | Amendment | $117,665,544 | $1,226,505vs Mar 11, 2020 | 85 | SEC filing |
| Mar 11, 2020 | Amendment | $116,439,039 | $1,594,594vs Mar 8, 2019 | 85 | SEC filing |
| Mar 8, 2019 | Amendment | $114,844,445 | $1,994,800vs Mar 14, 2018 | 85 | SEC filing |
| Mar 14, 2018 | Amendment | $112,849,645 | $2,403,844vs Mar 13, 2017 | 85 | SEC filing |
| Mar 12, 2018 | Amendment | $112,849,645 | $2,403,844vs Mar 13, 2017 | 85 | SEC filing |
| Mar 12, 2018 | Amendment | $112,849,645 | $2,403,844vs Mar 13, 2017 | 85 | SEC filing |
| Mar 13, 2017 | Amendment | $110,445,801 | $2,636,631vs Mar 10, 2016 | 83 | SEC filing |
| Mar 10, 2016 | Amendment | $107,809,170 | $2,316,638vs Mar 13, 2015 | 83 | SEC filing |
| Mar 13, 2015 | Amendment | $105,492,532 | $4,536,674vs Mar 13, 2014 | 83 | SEC filing |
| Mar 13, 2014 | Amendment | $100,955,858 | $4,737,766vs Mar 13, 2013 | 81 | SEC filing |
| Mar 13, 2013 | Amendment | $96,218,092 | $4,904,862vs Mar 14, 2012 | 79 | SEC filing |
| Mar 14, 2012 | Amendment | $91,313,230 | $5,453,621vs Mar 14, 2011 | 75 | SEC filing |
| Mar 14, 2011 | Amendment | $85,859,609 | $6,419,652vs Mar 11, 2010 | 75 | SEC filing |
| Mar 11, 2010 | Amendment | $79,439,957 | $6,409,441vs Mar 16, 2009 | 77 | SEC filing |
| Mar 16, 2009 | Amendment | $73,030,516 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $9.34M
- Finders' fees
- $0
- Form D file number
- 021-576139
Variable Interests in Magnastar Private Placement Variable Universal Life Policies (Magnastar PPVUL)
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Holdings Securities Inc. | 43285 | M Holdings Securities Inc. · CRD 43285 |
| NYLIFE Securities LLC | 5167 | NYLIFE Securities LLC · CRD 5167 |
| Wachovia Insurance Services, Inc. | 35419 | Wachovia Insurance Services, Inc. · CRD 35419 |
| GA Financial, Inc. | 42293 | GA Financial, Inc. · CRD 42293 |
| NYLINK Insurance Agency Incorporated | None | NYLIFE Securities, LLC · CRD 5167 |
| Royal Alliance Associates | 23131 | Royal alliance Associates · CRD 23131 |
| American Portfolios Financial Services | 18487 | American Portfolios Financial Services · CRD 18487 |
| New Investors World, Inc. | 109356 | New Investors World, Inc. · CRD 109356 |
| NFP Securities, Inc. | 42046 | NFP Securities, Inc. · CRD 42046 |
| Stern Capital LLC | 131226 | Stern Capital LLC · CRD 131226 |
| First Montauk Securities Corp. | 13755 | First Montauk Securities Corp. · CRD 13755 |
| MAG Financial Inc. | 36327 | MAG Financial Inc. · CRD 36327 |
| Manor House Capital, LLC | 140863 | Manor House Capital, LLC · CRD 140863 |
| Lincoln Financial Advisors Corp. | 3978 | Lincoln Financial Advisors Corp. · CRD 3978 |
| MML Investors Services, Inc. | 10409 | MML Investors Services, Inc. · CRD 10409 |
| Deutsche Bank Securities Inc. | 2525 | Deutsche Bank Securities Inc. · CRD 2525 |
| Ross Securities Corporation | 113796 | Ross Securities Corporation · CRD 113796 |
| Park Avenue Securities LLC | 46173 | Park Avenue Securities LLC · CRD 46173 |
| Wealth Preservation Associates LLC | 35277 | Wealth Preservation Associates LLC · CRD 35277 |
| First Liberties Financial | 14432 | First Liberties Financial · CRD 14432 |
| Oglivie Security Advisors Corporation | 10105 | Oglivie Security Advisors Corporation · CRD 10105 |
| World Equity Group, Inc. | 29087 | World Equity Group, Inc. · CRD 29087 |
| LPL Financial LLC | 6413 | LPL Financial LLC · CRD 6413 |
| Lion Street Financial | 165828 | Lion Street Financial · CRD 165828 |
Source: Form D, filed Mar 11, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew F. Amenn | Executive |
| Erik A. Anderson | Director, Executive |
| Christopher T. Ashe | Director, Executive |
| Sara Badler | Executive |
| David G. Bedard | Director, Executive |
| Dawn Behrens | Executive |
| Scott Berlin | Executive |
| Christopher O. Blunt | Director, Executive |
| Frank M. Boccio | Executive |
| Elizabeth K. Brill | Director, Executive |
| Alexander I. Cook | Director |
| James J. Cristallo | Executive |
| David Cruz | Executive |
| John A. Cullen | Executive |
| Craig L. De Santo | Director, Executive |
| Thomas F. English | Executive |
| Eric Feldstein | Director, Executive |
| Stephen P. Fisher | Executive |
| John T. Fleurant | Director, Executive |
| Michael A. Gamble | Executive |
| Robert M. Gardner | Director, Executive |
| Solomon Goldfinger | Executive |
| Michael J. Gordon | Executive |
| Matthew M. Grove | Director, Executive |
| Frank J. Harte | Director |
| Robert J. Hebron | Executive |
| Thomas A. Hendry | Director, Executive |
| Dylan W. Huang | Director, Executive |
| John Y. Kim | Director, Executive |
| Jodi L. Kravitz | Director, Executive |
| Steven D. Lash | Executive |
| Drew Lawton | Executive |
| Mark J. Madgett | Director |
| Anthony R. Malloy | Director |
| Catherine A. Marrion | Executive |
| Theodore Mathas | Director, Executive |
| Michael Mc Donnell | Director, Executive |
| Barbara J. Mc Inerney | Executive |
| Colleen A. Meade | Executive |
| John R. Meyer | Executive |
| Amy Miller | Director |
| Paul T. Pasteris | Executive |
| Mark W. Pfaff | Executive |
| Michelle D. Richter | Executive |
| Gerard A. Rocchi | Executive |
| Janis C. Rubin | Executive |
| Craig A. Sabal | Director |
| Angelo J. Scialabba | Executive |
| Arthur H. Seter | Director, Executive |
| Eileen T. Slevin | Executive |
| Michael E. Sproule | Executive |
| Joel M. Steinberg | Director, Executive |
| Susan A. Thrope | Executive |
| Teresa A. Turner | Executive |
| Gary E. Wendlandt | Executive |
| Michael Whitton | Executive |
| Matthew D. Wion | Director |
| Richard J. Witterschein | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
51 Madison Ave C/O New York Life Insurance Co
New York, NY, 10010
Phone: 302-369-8500
New York, NY, 10010
Phone: 302-369-8500