Form D · Other Real Estate

New York Grocery DST

Oak Brook, IL · CIK 0001571756

Offering snapshot reported Feb 25, 2014 · SEC filing

Reported sold
$11.9M
Offering amount: $11.9M
Investors reported
42
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
May 9, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.96M$11.9MMay 20, 2013: $451,836.00May 20, 2013Jun 4, 2013: $688,838.00Jun 19, 2013: $1,791,587.00Aug 16, 2013: $5,992,810.00Sep 10, 2013: $10,774,776.00Nov 5, 2013: $11,926,089.00Feb 25, 2014: $11,926,811.00Feb 25, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,926,089 → $11,926,811

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 25, 2014Amendment$11,926,811$722vs Nov 5, 201342SEC filing
Nov 5, 2013Amendment$11,926,089$1,151,313vs Sep 10, 201342SEC filing
Sep 10, 2013Amendment$10,774,776$4,781,966vs Aug 16, 201338SEC filing
Aug 16, 2013Amendment$5,992,810$4,201,223vs Jun 19, 201327SEC filing
Jun 19, 2013Amendment$1,791,587$1,102,749vs Jun 4, 201316SEC filing
Jun 4, 2013Amendment$688,838$237,002vs May 20, 20135SEC filing
May 20, 2013Initial$451,836No comparison3SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$716K (estimated)
Finders' fees
$0
Form D file number
021-196770
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
Susan J. Gitt5580509EDI Financial, Inc. · CRD 15699
Michael F. Davis1249213IFS Securities · CRD 40375
Eric R. Heckman2220911
Scott S. Brown43224201st Global Capital Corp. · CRD 30349
Dennis I. Weiss462338American Investors Company · CRD 38
Mark L. Lopez11289661st Global Capital Corp. · CRD 30349
Chester Ju4695963McDermott Investment Services, LLC · CRD 154926
Eric A. Bicknese2829451Nationwide Planning Associates, Inc. · CRD 31029
Christopher E. Krejci32583921st Global Capital Corp. · CRD 30349
Kevin M. Sweeney42812561st Global Capital Corp. · CRD 30349
Gary T. Hughes1700976Concorde Investment Services, LLC · CRD 151604
Dennis M. Eichinger1649338Geneos Wealth Management, Inc. · CRD 120894
Dwight K. Kay5376903Concorde Investment Services, LLC · CRD 151604
William E. Hauenstein1902043Crown Capital Securities, L.P. · CRD 6312
Humberto Chinchilla5412584Sandlapper Securities, LLC · CRD 137906
Cameron L. Karg264368J.W. Cole Financial, Inc. · CRD 264368
Robert L. Boggess5007422Sandlapper Securities, LLC · CRD 137906
Rena B. Morris4867589Sandlapper Securities, LLC · CRD 137906
Norman D. Loofbourrow1310725American Investors Company · CRD 38
Mark G. Kosanke2317906Concorde Investment Services, LLC · CRD 151604
Gregory A. Merritt1489718Concorde Investment Services, LLC · CRD 151604
Joseph A. Nugent4019776Concorde Investment Services, LLC · CRD 151604
Joral T. Schmalle4491484Sigma Financial Corporation · CRD 14303
Warren J. Thomas2299254Sandlapper Securities, LLC · CRD 137906
Robert A. Cannon2765289Centaurus Financial, Inc. · CRD 30833
Taylor D. Ashland5732470Sammons Securities Company, LLC · CRD 115368
Kelvin S. Lau2094539The Strategic Financial Alliance, Inc. · CRD 126514
Joshua P. Ungerecht5183573Sandlapper Securities, LLC · CRD 137906
David B. Levinson705929Newport Coast Securities, Inc. · CRD 16944
Jonathan D. Keller4344114Sigma Financial Corporation · CRD 14303
William B. Elson1808374VSR Financial Services, Inc. · CRD 14503

Source: Form D, filed Feb 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Corporation Inland Private Promoter
Grocery, L.L.C. New York Promoter
Grocery Exchange, L.L.C. New York Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523