Form D · Oil and Gas
New World Oil & Gas Plc
St. Helier, Y9 · CIK 0001544831
Offering snapshot reported Mar 21, 2012 · SEC filing
- Reported sold
- $3.35M Offering amount: $3.35M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 7, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 21, 2012 | Initial | $3,352,206 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $201K
- Finders' fees
- $0
- Form D file number
- 021-175285
An exchange rate of UK:US of 1:1.5614 is used. In addition to the amount sold above, the Issuer issued shares pursuant to Regulation S and/or other registration exemptions under the Securities Act of 1933.
In addition to the fees, the placement agent will receive a warrant to purchase 1,608,750 shares at 0.08 British pounds per share for a period of five years.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sunrise Securities Corp. | 29804 |
Source: Form D, filed Mar 21, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roland Hodder | Director |
| William Kelleher | Director, Executive |
| Stephen Polakoff | Director |
| Georges Sztyk | Director, Executive |
| Petro Sztyk | Director, Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
Ogier House, The Esplanade
St. Helier, Y9, JE4 9WG
St. Helier, Y9, JE4 9WG