Form D · Other Banking and Financial Services

New World Financial Holdings, LLC

Falls Village, CT · CIK 0001649573

Offering snapshot reported Aug 5, 2019 · SEC filing

Reported sold
$413K
Offering amount: $1M
Investors reported
4
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Mar 27, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$206K$413KAug 2, 2019: $412,500.00Aug 2, 2019Aug 5, 2019: $412,500.00Aug 5, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors5 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 5, 2019Amendment$412,500$0vs Aug 2, 20194SEC filing
Aug 2, 2019Initial$412,500No comparison5SEC filing
Jul 30, 2015Initial$1,525,000No comparison15SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-345709
Class C Preferred Membership Units

Source: Form D, filed Aug 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter R. Gelb Executive
Edward Melia Executive
Arthur Oswald Director, Executive
John F. Steinmetz Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
44 Dugway Road
Falls Village, CT, 06031