Form D · Venture Capital Fund

New Science Ventures Fund III, L.P.

New York, NY · CIK 0001610748

Offering snapshot reported Jul 23, 2014 · SEC filing

Reported sold
$25.4M
Offering amount: $100M
Investors reported
28
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
May 30, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.7M$25.4MJun 13, 2014: $12,350,000.00Jun 13, 2014Jul 16, 2014: $23,850,000.00Jul 16, 2014Jul 23, 2014: $25,350,000.00Jul 23, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$23,850,000 → $25,350,000
  • Reported investors27 → 28

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 23, 2014Amendment$25,350,000$1,500,000vs Jul 16, 201428SEC filing
Jul 16, 2014Amendment$23,850,000$11,500,000vs Jun 13, 201427SEC filing
Jun 13, 2014Initial$12,350,000No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-219113
The above represents the aggregate Total Offering Amount of securities offered by the Issuer and related entities and the Total Amount sold by the Issuer.

Source: Form D, filed Jul 23, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW SCIENCE VENTURES FUND III, LP

Investment adviser: NSV MANAGEMENT LLC

Gross asset value
$40.3M
Beneficial owners
46
ADV minimum commitment
$100K

Reported in Form ADV on Aug 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TMF GROUP FKA VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor BDO USA LLP RALEIGH, North Carolina, United States
Custodian GRASSHOPPER BANK NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian PACIFIC WESTERN BANK DURHAM, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA LLP
PCAOB 243

JEFFERIES LLC
SEC 8-15074

Filing source

Form ADV 2126182 · Aug 17, 2026 · Schedule D 7.B.(1), fund 805-1230374956

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas J.A. Lavin Executive, Promoter
Somu Subramaniam Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
610 Fifth Avenue, Suite 305
New York, NY, 10020