Form D · Other Investment Fund

NEW PROVIDENCE FUND LTD

Grand Cayman, E9 · CIK 0001286974

Offering snapshot reported Jun 2, 2016 · SEC filing

Reported sold
$103M
Indefinite offering
Investors reported
51
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 29, 1995
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$51.7M$103MMar 10, 2010: $98,000,000.00Mar 10, 2010Jun 27, 2012: $102,333,000.00Jun 27, 2012Jun 5, 2013: $102,333,000.00Jun 4, 2014: $102,333,000.00Jun 4, 2014Jun 2, 2015: $103,333,000.00Jun 2, 2016: $103,333,000.00Jun 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$102,333,000 → $103,333,000
  • Reported investors50 → 51

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 2, 2016Amendment$103,333,000$1,000,000vs Jun 4, 201451SEC filing
Jun 2, 2015Amendment$103,333,000$1,000,000vs Jun 4, 201451SEC filing
Jun 4, 2014Amendment$102,333,000$0vs Jun 5, 201350SEC filing
Jun 5, 2013Amendment$102,333,000$0vs Jun 27, 201250SEC filing
Jun 27, 2012Amendment$102,333,000$4,333,000vs Mar 10, 201050SEC filing
Mar 10, 2010Amendment$98,000,000No comparison49SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-64590

Source: Form D, filed Jun 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW PROVIDENCE FUND LTD

Investment adviser: NEW PROVIDENCE ASSET MANAGEMENT L.P.

Gross asset value
$0
Beneficial owners
12
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CACEIS USA INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian PNC BANK WOODLAND PARK, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1097167 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-4798140641

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sara S. Ayres Director, Executive
Jeannine Caruso Executive
Rafe De La Gueronniere Executive
Thomas E. Flanagan Executive
Edward Dc Fowler Director
Pier Friend Director, Executive
Stephen Miller Executive
Lance Odden Executive
Brooke Parish Executive
Andrew Vogelstein Executive
John L Vogelstein Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maricorp Services Ltd., Box 2075 Box N 4906
Grand Cayman, E9, KY1-1105