Form D · Other Investment Fund
NEW PROVIDENCE ASSOCIATES LP
New York, NY · CIK 0001142913
Offering snapshot reported Jun 2, 2016 · SEC filing
- Reported sold
- $118M Indefinite offering
- Investors reported
- 80 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 28, 2000 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors79 → 80
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 2, 2016 | Amendment | $118,421,226 | $0vs Jun 1, 2015 | 80 | SEC filing |
| Jun 1, 2015 | Amendment | $118,421,226 | $3,950,000vs Jun 4, 2014 | 79 | SEC filing |
| Jun 4, 2014 | Amendment | $114,471,226 | $2,600,000vs Jun 5, 2013 | 76 | SEC filing |
| Jun 5, 2013 | Amendment | $111,871,226 | $5,093,592vs Jun 27, 2012 | 72 | SEC filing |
| Jun 27, 2012 | Amendment | $106,777,634 | $15,777,634vs Mar 9, 2010 | 71 | SEC filing |
| Mar 9, 2010 | Amendment | $91,000,000 | No comparison | 66 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-130330
Source: Form D, filed Jun 2, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NEW PROVIDENCE ASSOCIATES LP
Investment adviser: NEW PROVIDENCE ASSET MANAGEMENT L.P.
- Gross asset value
- $0
- Beneficial owners
- 39
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1097167 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-2129835906
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sara S. Ayres | Executive |
| Jeannine Caruso | Executive |
| Rafe De La Gueronniere | Executive |
| Thomas E. Flanagan | Executive |
| Pier S Friend | Executive |
| Stephen Miller | Executive |
| Lance Odden | Executive |
| Brooke Parish | Executive |
| John L Vogelstein | Executive |
| Andrew Vogelstein | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022