Form D · Other
New Peaks LLC
Carlsbad, CA · CIK 0001585703
Offering snapshot reported Sep 6, 2013 · SEC filing
- Reported sold
- $75K Offering amount: $1.5M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Aug 15, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 6, 2013 | Initial | $75,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-202412
Each Unit offered consists of a 10% Senior Promissory Note in the amount of $25,000 issued by New Peaks, LLC, and an Ordinary Shares Purchase Warrant which allows the holder to purchase 250,000 shares of Success Resources Global Ltd.
Source: Form D, filed Sep 6, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Burnett | Director, Executive |
| Brian Forte | Director, Executive |
| Keith Jackson | Director, Executive |
| Adam Markel | Director, Executive |
| Richard Tan Poh Choon | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
5962 La Place Court Suite 130
Carlsbad, CA, 92008
Carlsbad, CA, 92008