Form D · Other Banking and Financial Services
New Orleans Exchange Inc
New York, NY · CIK 0001415520
Offering snapshot reported Jul 2, 2013 · SEC filing
- Reported sold
- $7.36M Offering amount: $10M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $3.39K Reported outside-investor minimum
- First sale
- Jun 20, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 2, 2013 | Initial | $7,357,320 | No comparison | 11 | SEC filing |
| Aug 20, 2012 | Initial | $9,103,184 | No comparison | 12 | SEC filing |
| Dec 6, 2011 | Initial | $2,755,221 | No comparison | 1 | SEC filing |
| Oct 27, 2011 | Initial | $4,592,031 | No comparison | 3 | SEC filing |
| May 31, 2011 | Initial | $5,455,160 | No comparison | 1 | SEC filing |
| Feb 2, 2010 | Initial | $17,042,082 | No comparison | 8 | SEC filing |
| Oct 12, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-198929
Source: Form D, filed Jul 2, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Henry Allen | Director, Executive |
| John Barton | Executive |
| Jeff Brody | Director |
| Justin Brownhill | Director |
| David Chaney | Executive |
| James Counihan | Director |
| Mitch Davis | Director |
| Deborah Farrington | Director |
| Greg Kenepp | Executive |
| Richard Korhammer | Director |
| Edward Millman | Executive |
| Daniel Pengue | Executive |
| Nicolas Perkin | Director, Executive |
| Jeffrey Schwartz | Director |
| Jeff Schwartz | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
437 Madison Avenue Suite 28 A2
New York, NY, 10022
New York, NY, 10022