Form D · Other Energy
New Oriental Energy & Chemical Corp.
Henan Province, F4 · CIK 0001312547
Offering snapshot reported May 19, 2010 · SEC filing
- Reported sold
- $1.7M Offering amount: $3M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 3, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 19, 2010 | Initial | $1,700,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-142250
Additional warrants for the purchase of an aggregate amount equal to 10% of the shares issued pursuant to this offering will be issued to broker dealers and/or the placement agent.
Unit consisting of one share of common stock and a warrant to purchase one half (1/2) of one share of common stock.
Issuer will (i) pay in cash an amount equal to 10% of the proceeds raised in the offering, and (ii) issue warrants to purchase shares equal to 10% of the offered shares to Internet Securities, Inc., as placement agent, and certain broker-dealers.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Internet Securities, Inc. | 102800 | Daniel McKelvey · CRD 2813653 |
| FCG Advisors, LLC c/o Elaine Schinakis | 40633 | John A. Combias · CRD 705794 |
| Robert Ford | 1975092 | WFG Investments Inc. · CRD 22704 |
| ViewTrade Securities, Inc. | 46987 | Charles Peek · CRD 2034767 |
| Charles Peek | 2034767 | ViewTrade Securities, Inc. · CRD 46987 |
| Rein Lee | None | Mackie Research |
| GBS Financial Corp. | 16906 | Scott Glazer · CRD 1236789 |
Source: Form D, filed May 19, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Howard S. Barth | Director |
| Xiaokai Cao | Director |
| Zhou Dian Chang | Director |
| Wang Xiang Fu | Executive |
| Li Dong Lai | Executive |
| Qi Lei | Director |
| Wu Peng | Executive |
| Chen Si Qiang | Director, Executive |
| Wang Gui Quan | Director, Executive |
| Yan Shi | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
Xicheng Industrial Zone Of Luoshan, Xinyang
Henan Province, F4, 464200
Henan Province, F4, 464200