Form D · Hedge Fund

NEW MOUNTAIN VANTAGE LO, L.P.

New York, NY · CIK 0001445818

Offering snapshot reported Nov 14, 2017 · SEC filing

Reported sold
$192M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 15, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$96.1M$192MMay 13, 2014May 14, 2015: $190,900,000.00May 14, 2015Nov 12, 2015: $192,100,000.00Nov 14, 2016: $192,100,000.00Nov 14, 2016Nov 14, 2017: $192,100,000.00Nov 14, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 14, 2017Amendment$192,100,000$0vs Nov 14, 20167SEC filing
Nov 14, 2016Amendment$192,100,000$0vs Nov 12, 20157SEC filing
Nov 12, 2015Amendment$192,100,000$1,200,000vs May 14, 20157SEC filing
May 14, 2015Amendment$190,900,000No comparison7SEC filing
May 13, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-217295

Source: Form D, filed Nov 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW MOUNTAIN VANTAGE LO, L.P.

Investment adviser: NEW MOUNTAIN VANTAGE ADVISERS, L.L.C.

Gross asset value
$15.9M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Jan 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES - A STATE STREET COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE IRELAND DUBLIN, Ireland
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE IRELAND
PCAOB 34

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1484712 · Jan 22, 2021 · Schedule D 7.B.(1), fund 805-7480344024

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven B. Klinsky Executive
New Mountain Vantage Advisers, L.L.C. Promoter
New Mountain Vantage Gp, L.L.C. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
787 Seventh Avenue 49 Th Floor
New York, NY, 10019