Form D · Hedge Fund

NEW MOUNTAIN VANTAGE (CAYMAN), LTD.

New York, NY · CIK 0001445819

Offering snapshot reported Nov 14, 2017 · SEC filing

Reported sold: $434M
Investors reported: 9
Minimum accepted: $1M
First sale: Jan 3, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 14, 2017	Amendment	$434,350,000	$0vs Nov 14, 2016	9	SEC filing
Nov 14, 2016	Amendment	$434,350,000	$0vs Nov 12, 2015	9	SEC filing
Nov 12, 2015	Amendment	$434,350,000	-$29,400,000vs May 21, 2010	9	SEC filing
May 21, 2010	Initial	$463,750,000	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $55.2K
Finders' fees: $0
Form D file number: 021-142378

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
KPG Capital Partners, LLC	165392

Source: Form D, filed Nov 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW MOUNTAIN VANTAGE (CAYMAN) LTD.

Investment adviser: NEW MOUNTAIN VANTAGE ADVISERS, L.L.C.

Gross asset value: $42.9M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GOLDMAN SACHS ADMINISTRATION SERVICES DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 636927 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-3875339646

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Adam J. Collins	Director
David C. Coquillette	Director
Michael. T. Flaherman	Director
Steven B. Klinsky	Director
New Mountain Vantage Advisers, L.L.C.	Promoter
Isatou Smith	Director
Adam Weinstein	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

787 Seventh Avenue 49 Th Floor
New York, NY, 10019