Form D · Other Investment Fund
New Mountain Guardian IV BDC, L.L.C.
New York, NY · CIK 0001925531
Offering snapshot reported May 3, 2024 · SEC filing
- Reported sold
- $860M Indefinite offering
- Investors reported
- 46 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 4, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$282,100,000 → $859,575,000
- Reported investors24 → 46
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 3, 2024 | Amendment | $859,575,000 | $577,475,000vs May 3, 2023 | 46 | SEC filing |
| May 3, 2023 | Amendment | $282,100,000 | No comparison | 24 | SEC filing |
| May 3, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-444303
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Acro Securities | None | |
| Ameris Capital SA | None | |
| TransPacific Group LLC | 143869 | TransPacific Group LLC · CRD 143869 |
| TransPacific Group (Asia) Limited | None | |
| Vigilant Distributors, LLC | 285573 | Vigilant Distributors, LLC · CRD 285573 |
| IBK Securities Co, Ltd | None |
Source: Form D, filed May 3, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rome G. Arnold Iii | Director |
| Kris Corbett | Executive |
| Robert A. Hamwee | Executive |
| Joseph Hartswell | Executive |
| Laura Holson | Executive |
| Alfred F. Hurley, Jr. | Director |
| Shiraz Y. Kajee | Executive |
| John R. Kline | Director, Executive |
| N/A New Mountain Finance Advisers Bdc, L.L.C. | Promoter |
| David Ogens | Director |
| Adam Weinstein | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019