Form D · Private Equity Fund

New Leaf Growth Fund I, L.P.

New York, NY · CIK 0001625696

Offering snapshot reported Feb 18, 2016 · SEC filing

Reported sold: $20M
Investors reported: 1
Minimum accepted: $0
First sale: Feb 5, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 18, 2016	Initial	$20,000,000	No comparison	1	SEC filing
Dec 4, 2014	Amendment	Yet to sell	No comparison	0	SEC filing
Dec 3, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-257743

Source: Form D, filed Feb 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW LEAF BIOPHARMA OPPORTUNITIES I, L.P.

Investment adviser: NEW LEAF VENTURE PARTNERS LLC

Gross asset value: $9.96M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANC OF CALIFORNIA INTERNATIONAL (FORMERLY PACWEST BANK) DURHAM, North Carolina, United States Related to adviser: No

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MAXIM GROUP LLC NEW YORK, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

PERSHING LLC
SEC 8-17574

MAXIM GROUP LLC
CRD 120708 · SEC 8-65337

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1849785 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-4788944911

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Philippe O. Chambon	Executive
Jeani Delagardelle	Executive
Ron Hunt	Executive
Vijay Lathi	Executive
N/A New Leaf Growth Associates I, L.P.	Director
N/A New Leaf Venture Management Iii, L.L.C.	Director
Liam Ratcliffe	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O New Leaf Venture Partners 7 Times Square, Suite 3502
New York, NY, 10036