Form D · Private Equity Fund
New Harbor Capital Fund IV-A, LP
Chicago, IL · CIK 0002077156
Offering snapshot reported Oct 16, 2026 · SEC filing
- Reported sold
- $174M Offering amount: $350M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 17, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 4
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 16, 2026 | Amendment | $174,400,000 | No comparison | 4 | SEC filing |
| Oct 16, 2025 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-561160
The general partner of the Issuer reserves the right to offer a greater or lesser amount of LP interests. The total offering amount is distributed between the Issuer and its related parallel fund. Total Amount Sold includes the general partner amounts.
Source: Form D, filed Oct 16, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas J. Formolo | Executive, Promoter |
| Edward M. Lhee | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
500 West Madison, Suite 2830
Chicago, IL, 60661
Chicago, IL, 60661