Form D · Private Equity Fund
NEW HARBOR CAPITAL FUND-A, LP
Chicago, IL · CIK 0001629408
Offering snapshot reported Dec 30, 2014 · SEC filing
- Reported sold
- Yet to sell Offering amount: $25M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 30, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $50K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-231101
The General Partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. Total amount sold includes amounts sold to the limited partners and the general partner.
Such fees, if any, will only be paid upon the sale of interests to certain investors and such amounts will not be finalized until the final closing of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MORGAN JOSEPH TRIARTISAN LLC | 10948 |
Source: Form D, filed Dec 30, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas J. Formolo | Executive, Promoter |
| Edward M. Lhee | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
10 S. Wacker Drive, Suite 3175
Chicago, IL, 60606
Chicago, IL, 60606