Form D · Hedge Fund

New Era SPV LP

Danville, CA · CIK 0001549761

Offering snapshot reported May 14, 2013 · SEC filing

Reported sold
$19.7M
Offering amount: $200M
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 18, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.85M$19.7MMay 14, 2012: $11,200,000.00May 14, 2012May 14, 2013: $19,700,000.00May 14, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,200,000 → $19,700,000
  • Reported investors2 → 1

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2013Amendment$19,700,000$8,500,000vs May 14, 20121SEC filing
May 14, 2012Initial$11,200,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-178166

Source: Form D, filed May 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW ERA SPV LP

Investment adviser: NEW ERA INVESTORS, LLC

Gross asset value
$7.75M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Dec 23, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. SANDYS, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS SAN FRANCISCO, California, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Filing source

Form ADV 862165 · Dec 23, 2014 · Schedule D 7.B.(1), fund 805-1513189643

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David J Anderson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
567 Sycamore Valley Road
Danville, CA, 94526