Form D · Other Energy

New Energy Spirit Biomass Refinery LLC

Amherst, MA · CIK 0001757710

Offering snapshot reported Nov 2, 2018 · SEC filing

Reported sold
$843K
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Dec 29, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$422K$843KOct 31, 2018: $843,334.00Oct 31, 2018Nov 2, 2018: $843,334.00Nov 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 2, 2018Amendment$843,334$0vs Oct 31, 201820SEC filing
Oct 31, 2018Initial$843,334No comparison20SEC filing

Offering details

Securities
Other
Exemptions
06c, 4a5
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-324802
Convertible debt
Donald Hochhalter was engaged to sell securities subject to this Form D, but sold no issuer securities and received no payments from issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Donald HochhalterNone

Source: Form D, filed Nov 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Corle Director, Executive
Christian Morgen Director, Executive
Daniel Olson Executive
Stephan Rogers Director, Executive

Issuer details

Industry: Other Energy (See others in industry)

Address:
99 Pulpit Hill Road
Amherst, MA, 01002