Form D · Other Energy
New Energy Spirit Biomass Refinery LLC
Amherst, MA · CIK 0001757710
Offering snapshot reported Nov 2, 2018 · SEC filing
- Reported sold
- $843K Indefinite offering
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Dec 29, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2018 | Amendment | $843,334 | $0vs Oct 31, 2018 | 20 | SEC filing |
| Oct 31, 2018 | Initial | $843,334 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06c, 4a5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-324802
Convertible debt
Donald Hochhalter was engaged to sell securities subject to this Form D, but sold no issuer securities and received no payments from issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Donald Hochhalter | None |
Source: Form D, filed Nov 2, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Corle | Director, Executive |
| Christian Morgen | Director, Executive |
| Daniel Olson | Executive |
| Stephan Rogers | Director, Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:Amherst, MA, 01002