Form D · Private Equity Fund

New Capital Partners Private Equity Fund III, L.P.

Birmingham, AL · CIK 0001610410

Offering snapshot reported Jul 3, 2014 · SEC filing

Reported sold
$225M
Offering amount: $225M
Investors reported
35
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 23, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 3, 2014Initial$225,000,000No comparison35SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.09M (estimated)
Finders' fees
$0
Form D file number
021-220317
The "Total Offering Amount" and "Total Amount Sold" includes the aggregate offering price and aggregate amount sold of the Issuer and New Capital Partners Private Equity Fund III-A, L.P., which is a parallel fund of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lazard Freres & Co. LLC2528
Lazard & Co. LimitedNone

Source: Form D, filed Jul 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW CAPITAL PARTNERS PRIVATE EQUITY FUND III-A, LP

Investment adviser: NCP MANAGEMENT HOLDINGS, INC.

Gross asset value
$91.5M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor WARREN AVERETT, LLC BIRMINGHAM, Alabama, United States
Custodian KEEFE, BRUYETTE & WOODS, INC. FLORHAM PARK, New Jersey, United States Related to adviser: No
Custodian ROCKEFELLER FINANCIAL LLC ATLANTA, Georgia, United States Related to adviser: No
Custodian SERVISFIRST BANK, N.A. BIRMINGHAM, Alabama, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WARREN AVERETT, LLC
PCAOB 2226

KEEFE, BRUYETTE & WOODS, INC.
SEC 8-10888

ROCKEFELLER FINANCIAL LLC
SEC 8-70054

Filing source

Form ADV 2063682 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-3570923755

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jim B Little, Iii Executive
N/A New Capital Patners Iii, Llc Executive
James K Outland Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2101 Highland Avenue Suite 700
Birmingham, AL, 35205