Form D · Private Equity Fund
New Capital Partners Private Equity Fund III-A, L.P.
Birmingham, AL · CIK 0001610429
Offering snapshot reported Jul 3, 2014 · SEC filing
- Reported sold
- $225M Offering amount: $225M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jun 23, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 3, 2014 | Initial | $225,000,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $708K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-220319
The "Total Offering Amount" and "Total Amount Sold" includes the aggregate offering price and aggregate amount sold of the Issuer and New Capital Partners Private Equity Fund III, L.P., which is a parallel fund of the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lazard Freres & Co. LLC | 2528 | |
| Lazard & Co., Limited | None |
Source: Form D, filed Jul 3, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jim B Little, Iii | Executive |
| N/A New Capital Partners Iii, Llc | Executive |
| James K Outland | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2101 Highland Avenue Suite 700
Birmingham, AL, 35205
Birmingham, AL, 35205