Form D · Investing
New Cap Financial, LLC
Quincy, MA · CIK 0001607193
Offering snapshot reported May 5, 2014 · SEC filing
- Reported sold
- $1.2M Offering amount: $3M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Apr 22, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 5, 2014 | Initial | $1,200,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-216799
Source: Form D, filed May 5, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thatcher Fields | Director, Promoter |
| Thomas Reilly | Director, Promoter |
| Lawrence Rosenfeld | Promoter |
Issuer details
Industry: Investing (See others in industry)
Address:
C/O Fernwood Investment Management, Llc 400 Crown Colony Drive, Suite 101
Quincy, MA, 02169
Quincy, MA, 02169