Form D · Other Investment Fund

Neuberger Berman Loan Advisers Holdings IV (Cayman) LP

Chicago, IL · CIK 0001973779

Offering snapshot reported Apr 17, 2024 · SEC filing

Reported sold
$162M
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 17, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$81.2M$162MApr 17, 2023: $22,874,231.00Apr 17, 2023Apr 17, 2024: $162,426,000.00Apr 17, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$22,874,231 → $162,426,000
  • Reported investors21 → 49

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 17, 2024Amendment$162,426,000$139,551,769vs Apr 17, 202349SEC filing
Apr 17, 2023Initial$22,874,231No comparison21SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-479001
Clarification of Item 11: The General Partner reserves the right to accept smaller Capital Commitments.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Not applicableNoneNeuberger Berman BD LLC · CRD 2908

Source: Form D, filed Apr 17, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joe Amato Executive
Kenneth De Regt Executive
N/A Neuberger Berman Loan Advisers Holdings Iv Gp Llc Executive
Brad Tank Executive
Stephen Wright Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Neuberger Berman Loan Advisers Hdgs Iv Gp, 190 S. Lasalle St., 23 Rd Fl.
Chicago, IL, 60603