Form D · Other Banking and Financial Services

Neuberger Berman Loan Advisers Holdings II LP

Chicago, IL · CIK 0001792226

Offering snapshot reported Oct 20, 2020 · SEC filing

Reported sold
$205M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Oct 17, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$103M$205MNov 1, 2019: $10,000.00Nov 1, 2019Oct 20, 2020: $205,470,000.00Oct 20, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,000 → $205,470,000
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2020Amendment$205,470,000$205,460,000vs Nov 1, 20192SEC filing
Nov 1, 2019Initial$10,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-352422
Clarification of Item 11 - The General Partner reserves the right to accept smaller Capital Commitments.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Not applicableNoneNeuberger Berman BD LLC · CRD 2908

Source: Form D, filed Oct 20, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joe Amato Executive
Robert Eason Executive
Lawrence Kohn Executive
N/A Neuberger Berman Investment Advisers Llc Promoter
N/A Neuberger Berman Loan Advisers Holdings Ii Gp Llc Executive
Brad Tank Executive
Stephen Wright Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
C/O Neuberger Berman Ln Adv. Hldgs Ii Gp 190 South Lasalle Street
Chicago, IL, 60603