Form D · Other Banking and Financial Services
Neuberger Berman Loan Advisers Holdings (Cayman) LP
Chicago, IL · CIK 0001695352
Offering snapshot reported Feb 1, 2017 · SEC filing
- Reported sold
- $18.5M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jan 19, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 1, 2017 | Initial | $18,500,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-279799
Clarification of Item 11 - The General Partner reserves the right to accept smaller Capital Commitments.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Not applicable | None | Neuberger Berman BD LLC · CRD 2908 |
Source: Form D, filed Feb 1, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Eason | Executive |
| N/A Neuberger Berman Investment Advisers Llc | Promoter |
| N/A Neuberger Berman Loan Advisers Holdings Gp Llc | Executive |
| Brad Tank | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
C/O Nbla Holdings Gp Llc 190 South Lasalle St, Ste 2400
Chicago, IL, 60603
Chicago, IL, 60603