Form D · Other Investment Fund

Neuberger Berman Investment Funds PLC

Dublin 2, L2 · CIK 0001482655

Offering snapshot reported Mar 22, 2013 · SEC filing

Reported sold
$15.3M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Mar 15, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.67M$15.3MMar 22, 2012: $6,644,886.00Mar 22, 2012Mar 22, 2013: $15,332,972.00Mar 22, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,644,886 → $15,332,972
  • Reported investors1 → 13
  • Minimum accepted$2,500,000 → $1,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 22, 2013Amendment$15,332,972$8,688,086vs Mar 22, 201213SEC filing
Mar 22, 2012Initial$6,644,886No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175423

Source: Form D, filed Mar 22, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Cruise Director
Tom Finlay Director
Nick Hoar Director
Paul Sullivan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
70 Sir John Rogerson's Quay
Dublin 2, L2, 1