Form D · Other Investment Fund

Green Court China Opportunity Fund, a series trust of the Green Court China Opportunity Trust

George Town, Grand Cayman, E9 · CIK 0001591912

Offering snapshot reported Jun 15, 2017 · SEC filing

Reported sold
$204M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 31, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$102M$204MNov 14, 2013: $54,497,619.00Nov 14, 2013Nov 14, 2014: $84,507,619.00Nov 14, 2014Nov 16, 2015: $140,257,620.00Nov 16, 2015Nov 16, 2016: $204,182,620.00Feb 6, 2017: $204,182,620.00Jun 15, 2017: $204,182,620.00Jun 15, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 15, 2017Amendment$204,182,620$0vs Feb 6, 201716SEC filing
Feb 6, 2017Amendment$204,182,620$0vs Nov 16, 201616SEC filing
Nov 16, 2016Amendment$204,182,620$63,925,000vs Nov 16, 201516SEC filing
Nov 16, 2015Amendment$140,257,620$55,750,001vs Nov 14, 201411SEC filing
Nov 14, 2014Amendment$84,507,619$30,010,000vs Nov 14, 20136SEC filing
Nov 14, 2013Initial$54,497,619No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$150K (estimated)
Finders' fees
$0
Form D file number
021-206358
Item 13(b) includes only amounts sold pursuant to Regulation D (i.e., does not include amounts sold pursuant to Regulation S).
The estimated amount of sales commissions is based upon commissions paid from the inception of the Fund through June 2017.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Neuberger Berman BD LLC2908

Source: Form D, filed Jun 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Green Court Capital Management Limited Promoter
Jason Henchman Director
Nicholas Hoar Director
N/A Neuberger Berman Asia Limited Promoter
Frank Yulin Yao Director
Frank Yulin Yao Director
Heather Zuckerman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Brown Bros Harriman Trust Co. (Cay) Ltd. Butterfield House, 68 Fort Street
George Town, Grand Cayman, E9, KY1-1106