Form D · Investment Banking
NETWORK 1 FINANCIAL GROUP, INC.
Red Bank, NJ · CIK 0001057695
Offering snapshot reported Apr 15, 2015 · SEC filing
- Reported sold
- $100K Offering amount: $100K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 7, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 15, 2015 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Dec 10, 2014 | Initial | $80,000 | No comparison | 1 | SEC filing |
| Aug 20, 2013 | Initial | $140,000 | No comparison | 2 | SEC filing |
| Dec 27, 2012 | Amendment | $400,500 | $250,500vs Nov 8, 2012 | 1 | SEC filing |
| Nov 8, 2012 | Initial | $150,000 | No comparison | 1 | SEC filing |
| Nov 8, 2012 | Initial | $150,000 | No comparison | 1 | SEC filing |
| Sep 12, 2012 | Initial | $94,217 | No comparison | 1 | SEC filing |
| Nov 7, 2011 | Initial | $87,000 | No comparison | 1 | SEC filing |
| Mar 22, 2011 | Initial | $360,000 | No comparison | 1 | SEC filing |
| Jun 25, 2009 | Initial | $1,931,456 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-238071
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Network 1 Financial Securities, Inc | 013577 | Network 1 Financial Securities, Inc · CRD 013577 |
Source: Form D, filed Apr 15, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Hale | Director, Executive |
| Richard Hunt | Director, Executive |
| William Hunt | Director, Executive |
| Vincent Labarbara | Director |
| Vincent La Barbara | Director |
| Richard A Peters | Director |
| Michael S Rakusin | Director, Executive |
| Jian Sun | Director |
| Damon Testaverde | Director, Executive |
| Hunt William | Director, Executive |
| Keli Xiao | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
2 Bridge Avenue 4 Th Floor
Red Bank, NJ, 07701
Red Bank, NJ, 07701