Form D · Other Technology
NETBASE SOLUTIONS INC
Mountain View, CA · CIK 0001456554
Offering snapshot reported Jun 3, 2015 · SEC filing
- Reported sold
- $33.4M Offering amount: $33.4M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 5, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 3, 2015 | Initial | $33,400,000 | No comparison | 12 | SEC filing |
| Jul 16, 2014 | Initial | $10,762,540 | No comparison | 11 | SEC filing |
| Jan 23, 2013 | Amendment | $22,360,002 | $9,060,000vs Jun 19, 2012 | 8 | SEC filing |
| Jun 19, 2012 | Amendment | $13,300,002 | $2,900,002vs Jun 14, 2012 | 6 | SEC filing |
| Jun 14, 2012 | Initial | $10,400,000 | No comparison | 6 | SEC filing |
| Feb 21, 2012 | Initial | $3,100,000 | No comparison | 4 | SEC filing |
| Sep 30, 2011 | Initial | $16,500 | No comparison | 1 | SEC filing |
| Mar 10, 2010 | Initial | $9,398,531 | No comparison | 9 | SEC filing |
| Feb 11, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $1.72M
- Form D file number
- 021-241043
$28,000,000.13 in Series E Preferred Stock (149,732,621 shares at $0.187/share); $399,999.92 in Warrants to purchase Series E Preferred Stock (2,139,037 shares at $0.187/share); and a $5,000,0000 term loan pursuant to a Loan and Security Agreement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Houlihan Lokey Capital, Inc. | 17708 |
Source: Form D, filed Jun 3, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Donald Butler | Director |
| Peter Caswell | Director, Executive |
| Elise Huang | Director |
| Kip Knight | Executive |
| Anthony Lee | Director |
| Hui Liang | Director |
| Tran Ly | Director |
| Michael J. Osofsky | Director, Executive |
| Robert Pape | Executive |
| Carmen Scarpa | Director |
| Michael Seashols | Director |
| Jonathan Spier | Director, Executive |
| Ly Tran | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
2087 Landings Drive
Mountain View, CA, 94043
Mountain View, CA, 94043