Form D · Other Real Estate
Net Lease Retail Investors LP
Dallas, TX · CIK 0001509721
Offering snapshot reported Feb 15, 2011 · SEC filing
- Reported sold
- $280K Offering amount: $62.5M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Jan 7, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 15, 2011 | Initial | $280,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.25M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Total Offering Amount represents (i) $50,000,000 of Units of Class A LP Interests in Net Lease Retail Investors, LP and (ii) $12,500,000 Units of LP Interests in Net Lease Retail Tax Exempt Investors, LP
Selling Commissions in an amount not to exceed 6.5% of the gross proceeds from the sale of Units will be paid to broker/dealers
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dale Rubin | 1304312 | Capital Analysts Incorporated · CRD 5478 |
| Lawrence Kronick | 275819 | Capital Analysts Incorporated · CRD 5478 |
| Robert H. DeNouden | 2457728 | Berthel Fisher and Company Financial Services Inc. · CRD 13609 |
| Gregory G. Randall | 2143449 | Capital Analysts Incorporated · CRD 5478 |
| Karyn Pistone | 859379 | Capital Analysts Incorporated · CRD 5478 |
| James M. Lamont | 2846228 | Indepdendent Financial Group LLC · CRD 7717 |
Source: Form D, filed Feb 15, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J. Kenneth Dunn | Executive |
| Thomas B. Mock | Executive |
| Timothy C. Nichols | Executive |
| * Nl Retail Investors Gp, Llc | Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
13760 Noel Road Suite 800
Dallas, TX, 75240
Dallas, TX, 75240