Form D · Other
NES Financial Corp
San Jose, CA · CIK 0001449106
Offering snapshot reported May 12, 2017 · SEC filing
- Reported sold
- $2.73M Offering amount: $2.73M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $2K Reported outside-investor minimum
- First sale
- Dec 30, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 12, 2017 | Initial | $2,733,446 | No comparison | 27 | SEC filing |
| Feb 29, 2012 | Initial | $1,005,000 | No comparison | 11 | SEC filing |
| May 11, 2010 | Initial | $1,065,061 | No comparison | 9 | SEC filing |
| Oct 27, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-286659
Refinancing of convertible debt
Source: Form D, filed May 12, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Barry Fernald | Director |
| Rick Garibaldi | Director |
| Michael Halloran | Director, Executive |
| Tom Steipp | Director, Executive |
| Mike West | Director |
| Dan Yoder | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
50 West San Fernando Street Suite 300
San Jose, CA, 95113
San Jose, CA, 95113