Form D · Other
Neptune Wellness Solutions Inc.
Laval, A8 · CIK 0001401395
Offering snapshot reported Jul 27, 2022 · SEC filing
- Reported sold
- $3.6M Offering amount: $3.6M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 13, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2022 | Initial | $3,599,999 | No comparison | 1 | SEC filing |
| Feb 22, 2021 | Initial | $12,000,000 | No comparison | 8 | SEC filing |
| Nov 5, 2020 | Initial | $34,999,992 | No comparison | 11 | SEC filing |
| Jul 25, 2019 | Initial | $37,010,001 | No comparison | 12 | SEC filing |
| May 17, 2011 | Initial | $6,125,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-453988
The securities were issued as consideration for a $3,000,000 convertible loan.
Source: Form D, filed Jul 27, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jessica Adkins | Executive |
| Morry Brown | Executive |
| Joseph Buaron | Director |
| Michael Cammarata | Director, Executive |
| Michel Chartrand | Director |
| Katherine Crewe | Director |
| Jean Claude Debard | Director |
| Michael De Geus | Director |
| Ronald Denis | Director |
| Emily Fletty | Executive |
| Helene F. Fortin | Director |
| Andre Godin | Executive |
| Henri Harland | Director, Executive |
| John Moretz | Director |
| Mario Paradis | Executive |
| Jane Pemberton | Director |
| Daniel Perry | Director |
| Julie Phillips | Director |
| Toni Rinow | Executive |
| Francis F. Rochon | Director |
| Tina Sampalis | Executive |
| Philip Sanford | Director |
| Richard F. Schottenfeld | Director |
| Rick Schottenfeld | Director |
| Raymond Silcock | Executive |
| John Wirt | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
545 Promenade Du Centropolis Suite 100
Laval, A8, H7T 0A3
Laval, A8, H7T 0A3