Form D · Other Investment Fund

NEPC US Small Cap Equity Series

Woburn, MA · CIK 0002000922

Offering snapshot reported Apr 22, 2026 · SEC filing

Reported sold: $278M
Investors reported: 32
Minimum accepted: $0
First sale: Jun 30, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$278,064,428 → $277,937,452
Reported investors30 → 32

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 22, 2026	Amendment	$277,937,452	-$126,976vs Jul 15, 2025	32	SEC filing
Jul 15, 2025	Amendment	$278,064,428	$11,398,529vs Apr 19, 2024	30	SEC filing
Apr 19, 2024	Amendment	$266,665,899	$0vs Apr 17, 2024	27	SEC filing
Apr 17, 2024	Amendment	$266,665,899	$247,374,899vs Nov 14, 2023	27	SEC filing
Nov 14, 2023	Initial	$19,291,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-497194

Source: Form D, filed Apr 22, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEPC SMALL CAP EQUITY SERIES

Investment adviser: NEPC, LLC

Gross asset value: $259M
Beneficial owners: 32
ADV minimum commitment: $0

Reported in Form ADV on Sep 22, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBAL TRUST COMPANY WOBURN, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian U.S. BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD.
PCAOB 925

Filing source

Form ADV 2134031 · Sep 22, 2026 · Schedule D 7.B.(1), fund 805-1549380522

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Global Trust Company	Director
Nepc, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Global Trust Company 12 Gill Street, Suite 2600
Woburn, MA, 01801