Form D · Other Investment Fund

Neos Partners I-B LP

San Diego, CA · CIK 0001972281

Offering snapshot reported May 15, 2023 · SEC filing

Reported sold: $65M
Investors reported: 7
Minimum accepted: $0
First sale: May 3, 2023

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 7

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 15, 2023	Amendment	$65,008,000	No comparison	7	SEC filing
May 2, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-480618

Placement agent fees to be paid based upon a fee schedule. Such fees are offset against the management fees payable by the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS Securities LLC	7654

Source: Form D, filed May 15, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEOS PARTNERS I-B LP

Investment adviser: NEOS PARTNERS, LP

Gross asset value: $122M
Beneficial owners: 7
ADV minimum commitment: $0

Reported in Form ADV on May 15, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian BANK OF AMERICA NA SAN DIEGO, California, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF AMERICA NA
LEI 9DJT3UXIJIZJI4WXO774

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 2098003 · May 15, 2026 · Schedule D 7.B.(1), fund 805-8907183302

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter Jonna	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4370 La Jolla Village Drive Suite 640
San Diego, CA, 92122