Form D · Telecommunications
NEOPHOTONICS CORP
San Jose, CA · CIK 0001227025
Offering snapshot reported May 7, 2012 · SEC filing
- Reported sold
- $39.8M Offering amount: $39.8M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 27, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 7, 2012 | Initial | $39,783,240 | No comparison | 1 | SEC filing |
| Jan 8, 2010 | Initial | $8,890,600 | No comparison | 11 | SEC filing |
| Jun 15, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 2, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-177755
Source: Form D, filed May 7, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bandel L. Carano | Director |
| Dr. Chi Yeu ("Raymond") Cheung | Executive |
| Raymond Cheung | Executive |
| James D. Fay | Executive |
| Ian Gray | Executive |
| Timothy S. Jenks | Director, Executive |
| Steve Jurvetson | Director |
| Allan Kwan | Director |
| G. Ferris Lipscomb | Executive |
| Dr. G. Ferris Lipscomb | Executive |
| Bjorn Olsson | Director |
| Robert Peng | Director |
| Sergey Polikarpov | Director |
| Ben Sitler | Executive |
| Benjamin L. Sitler | Executive |
| Michael J. Sophie | Director |
| T. Peter Thomas | Director |
| Lee S. Ting | Director |
| Lee Sen Ting | Director |
| Dr. Wupen Yuen | Executive |
| Wu Pen Yuen | Executive |
Issuer details
Industry: Telecommunications (See others in industry)
Address:
2911 Zanker Road
San Jose, CA, 951342125
San Jose, CA, 951342125