Form D · Other Health Care

NEOMATRIX LLC

Irvine, CA · CIK 0001135764

Offering snapshot reported Jun 25, 2012 · SEC filing

Reported sold
$4.23M
Offering amount: $4.5M
Investors reported
174
Form D · investor count
Minimum accepted
$450
Reported outside-investor minimum
First sale
Mar 3, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.11M$4.23MMar 25, 2010: $508,326.00Mar 25, 2010Apr 12, 2010: $878,076.00Apr 28, 2010: $1,081,545.00Jun 4, 2010: $1,293,818.00Jul 22, 2010: $1,609,823.00Sep 9, 2010: $2,446,852.00Jun 25, 2012: $4,225,311.00Jun 25, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,446,852 → $4,225,311
  • Reported investors125 → 174

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 25, 2012Amendment$4,225,311$1,778,459vs Sep 9, 2010174SEC filing
Sep 9, 2010Amendment$2,446,852$837,029vs Jul 22, 2010125SEC filing
Jul 22, 2010Amendment$1,609,823$316,005vs Jun 4, 2010106SEC filing
Jun 4, 2010Amendment$1,293,818$212,273vs Apr 28, 201079SEC filing
Apr 28, 2010Amendment$1,081,545$203,469vs Apr 12, 201067SEC filing
Apr 12, 2010Amendment$878,076$369,750vs Mar 25, 201054SEC filing
Mar 25, 2010Initial$508,326No comparison35SEC filing
Aug 6, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Aug 6, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 5, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$450K (estimated)
Finders' fees
$0
Form D file number
021-48540
Sales commissions are calculated as follows: (i) 7% placement fee on the principal amount of notes sold; and (ii) 3% managing dealer fee on gross Offering proceeds.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
VSR Financial Services, Inc.14503VSR Financial Services, Inc. · CRD 14503
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254

Source: Form D, filed Jun 25, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arthur Bertolero Director
Anthony J Ciabattoni Director
Alan Davidner Director
Michael J Greer Director
Matt T Heindel Executive
Michael Martin Director
Paul J Mirabella Director
John K Stroh Executive
W. Gerard Von Hoffmann, Iii Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612