Form D · Other Technology
Neohapsis, Inc.
Chicago, IL · CIK 0001351989
Offering snapshot reported Jun 28, 2013 · SEC filing
- Reported sold
- $4.95M Offering amount: $6.28M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 25, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 28, 2013 | Initial | $4,947,691 | No comparison | 4 | SEC filing |
| Oct 28, 2010 | Initial | $16,517,853 | No comparison | 8 | SEC filing |
| Mar 9, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 17, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 10, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 5, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 26, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 9, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 31, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-198822
The amount in Section 13(a) includes Warrants to purchase up to an aggregate of 4,671,565 shares of Common Stock at an exercise prices of $0.0001 per share.
Offering of Series C Preferred Stock ("Series C"), warrants to purchase Common Stock ("Warrants"), the underlying shares of Common Stock issuable upon exercise of Warrants and the underlying shares of Common Stock issuable upon conversion of Series C.
Source: Form D, filed Jun 28, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew Bigge | Director |
| Kristine Briggs | Executive |
| Daniel Deeney | Director |
| John De Santis | Director |
| Donald Dixon | Director |
| Ron Lescinskas | Director |
| Kenneth Minihan | Director |
| James Mobley | Director, Executive |
| Peter Pace | Director |
| J. Yepez | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
217 N. Jefferson Street Suite 200
Chicago, IL, 60661
Chicago, IL, 60661