Form D · Other Investment Fund
Neo Secondaries Fund
Gift City, K7 · CIK 0002073759
Offering snapshot reported Aug 20, 2025 · SEC filing
- Reported sold
- $8.9M Indefinite offering
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $150K Reported outside-investor minimum
- First sale
- May 27, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 20, 2025 | Initial | $8,900,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-555344
The recipients disclosed in Item 12 will receive certain placement fees with respect to clients referred or introduced to the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| STONEHAVEN, LLC | 118913 | |
| BRADLEY WOODS & CO. LTD. | 13660 |
Source: Form D, filed Aug 20, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Catalyst Trusteeship Limited (Ifsc Branch) | Director |
| Neo Asset Management Private Limited (Ifsc Branch) | Director |
| Devang Patel | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Units No 419 421, Fl 4, Pragya Towers Bldg. No 15 A, Rd. 1 C, Block 15, Zone 1
Gift City, K7, 382355
Gift City, K7, 382355