Form D · Retailing
Neiman Marcus, Inc.
Dallas, TX · CIK 0001358651
Offering snapshot reported Dec 16, 2009 · SEC filing
- Reported sold
- $0 Offering amount: $7.83M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 15, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 16, 2009 | Initial | $0 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-136958
The Company offered its employees the option to exchange their stock options. No consideration was received for the new stock options other than the exchange of outstanding stock options with a Black-Scholes-Merton value of $7,832,355.75.
Source: Form D, filed Dec 16, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nelson A. Bangs | Executive |
| Gerald Barnes | Executive |
| David A. Barr | Director |
| Jonathan Coslet | Director |
| James Coulter | Director |
| John G. Danhakl | Director |
| Wanda Gierhart | Executive |
| James J. Gold | Executive |
| Wayne A. Hussey | Executive |
| Karen W. Katz | Executive |
| Sidney Lapidus | Director |
| Kewsong Lee | Director |
| Phillip L. Maxwell | Executive |
| Marita O'dea | Executive |
| James E. Skinner | Executive |
| Burton M. Tansky | Director, Executive |
| Carrie Wheeler | Director |
Issuer details
Industry: Retailing (See others in industry)
Address:
1618 Main Street
Dallas, TX, 75201
Dallas, TX, 75201