Form D · Other Real Estate
Neighborhood Market Portfolio DST
Oak Brook, IL · CIK 0001679005
Offering snapshot reported Apr 25, 2017 · SEC filing
- Reported sold
- $8.06M Offering amount: $8.41M
- Investors reported
- 57 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 12, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,712,067 → $8,056,929
- Reported investors55 → 57
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 25, 2017 | Amendment | $8,056,929 | $344,862vs Feb 17, 2017 | 57 | SEC filing |
| Feb 17, 2017 | Amendment | $7,712,067 | $895,000vs Jan 18, 2017 | 55 | SEC filing |
| Jan 18, 2017 | Amendment | $6,817,067 | $1,212,256vs Nov 9, 2016 | 52 | SEC filing |
| Nov 9, 2016 | Amendment | $5,604,811 | $1,008,920vs Oct 4, 2016 | 44 | SEC filing |
| Oct 4, 2016 | Amendment | $4,595,891 | $920,447vs Sep 16, 2016 | 35 | SEC filing |
| Sep 16, 2016 | Amendment | $3,675,444 | $576,681vs Sep 2, 2016 | 24 | SEC filing |
| Sep 2, 2016 | Amendment | $3,098,763 | $1,136,666vs Aug 18, 2016 | 20 | SEC filing |
| Aug 18, 2016 | Amendment | $1,962,097 | $825,051vs Aug 8, 2016 | 13 | SEC filing |
| Aug 8, 2016 | Amendment | $1,137,046 | $999,351vs Jul 25, 2016 | 8 | SEC filing |
| Jul 25, 2016 | Initial | $137,695 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $420K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-267625
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| James K. Johnston | 1689783 | Arete Wealth Management, LLC · CRD 44856 |
| Douglas A. Henrickson | 89607 | Triad Advisors, Inc. · CRD 25803 |
| Christina Nielson | 4866971 | Primex · CRD 29394 |
| Robert L. Boggess | 5007422 | Sandlapper Securities, LLC · CRD 137906 |
| Charles B. Runnels | 6199672 | T.R. Winston & Company · CRD 10571 |
| Adam J. Bryan | 5443986 | Centaurus Financial, Inc. · CRD 30833 |
| Mike Bendix | 5379777 | Cedar Cest Advisors, LLC · CRD 187514 |
| David B. Levinson | 705929 | Westpark Capital, Inc. · CRD 39914 |
| Blayne A. Andersen | 5727397 | Parkland Securities, LLC · CRD 115368 |
| Tomas J. Velken | 1600404 | Sigma Financial Corporation · CRD 14303 |
| Robert J. Binkele | 2393598 | Centaurus Financial, Inc. · CRD 30833 |
| Robert A. Horning | 2311640 | Centraurus Financial, Inc. · CRD 30833 |
| William S. Sheeham | 2328614 | DFPG Investments, Inc. · CRD 155576 |
| Joshua C. Koehnen | 4551444 | Independent Financial Group, LLC · CRD 7717 |
| Barry W. Lemay | 3069332 | Concorde Investment Services, LLC · CRD 151604 |
| David A. Kangas | 6591398 | Sandlapper Securities, LLC · CRD 137906 |
| Dwight K. Kay | 5376903 | Colorado Financial Service Corporation · CRD 104343 |
| Wenjinn J. Chang | 4536266 | Independent Financial Group, LLC · CRD 7717 |
| Chad M. Tusa | 4524325 | Crown Capital Securities, L.P. · CRD 6312 |
| Brian D. Long | 5270961 | Voya Financial Advisors, Inc. · CRD 2882 |
| Eric S. Scaff | 5281210 | Concorde Investment Services, LLC · CRD 151604 |
| Joral T. Schmalle | 4491484 | Sigma Financial Corporation · CRD 1403 |
| Joseph G. Michaletz | 1327534 | Concorde Investment Services, LLC · CRD 151604 |
| Daniel P. Raupp | 4079107 | Concorde Investment Services, LLC · CRD 151604 |
| Larry J. Steckler | 2621508 | Independent Financial Group, LLC · CRD 7717 |
| Trawnegan Gall | 6266415 | Sandlapper Securites, LLC · CRD 137906 |
| Jeffrey B. Baker | 2102752 | Vandebilt Securites, LLC · CRD 5953 |
| John P. Harvey Jr. | 4227692 | Sandlapper Securites, LLC · CRD 137906 |
| Stacy J. Morimoto | 4420782 | DFPG Investments, Inc. · CRD 155576 |
| Robert S. Smith | 1412333 | Concorde Investment Servics, LLC · CRD 151604 |
| Stephen R. Holt | 5900842 | Lighthouse Capital Group, LLC · CRD 169135 |
| Ronald N. York Jr. | 4308987 | Triad Advisors, Inc. · CRD 25803 |
| Richard S. Berger | 702839 | Triad Advisors, Inc. · CRD 25803 |
| Damian J. Dering | 2854253 | Concorde Investment Services, LLC · CRD 151604 |
| Joseph M. Insalaco | 2978175 | Concorde Investment Serivces, LLC · CRD 151604 |
| Osman R. Minkara | 2426151 | CIG Securities · CRD 129864 |
| Kevin P. Fitzgerald | 1754938 | Investocorp, Inc. · CRD 7684 |
| Shane P. Snively | 6312 | Crown Capital Securities, L.P. · CRD 6312 |
| Mark L. Miller | 544848 | Coomonwealth Financial Network · CRD 8032 |
| Timothy E. Snodgrass | 4426613 | Arete Wealth Management, LLC · CRD 44856 |
Source: Form D, filed Apr 25, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Capital Corporation Inland Private | Promoter |
| Keith Lampi | Executive |
| Portfolio, L.L.C. Neighborhood Market | Promoter |
| Portfolio Exchange, L.L.C. Neighborhood Market | Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523