Form D · Other Energy
NECO Wind, LLC
Julesburg, CO · CIK 0001444045
Offering snapshot reported Nov 24, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $2.4M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 24, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 18, 2010 | Amendment | $89,050 | $12,600vs Nov 23, 2009 | 6 | SEC filing |
| Nov 23, 2009 | Initial | $76,450 | No comparison | 1 | SEC filing |
| Nov 23, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jun 2, 2009 | Initial | $600,015 | No comparison | Not reported | SEC filing |
| Aug 26, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $432K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-151034
Maximum commission payable assuming entire offering is sold by selling agent, amount includes a warrant equal to 5% of the gross proceeds sold by BrokerBank in the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Philip Paul Wright | 2453688 | BrokerBank Securities, Inc. · CRD 130116 |
| Ryan Patrick Pelstring | 5282688 | BrokerBank Securities, Inc. · CRD 130116 |
Source: Form D, filed Nov 24, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jack Levi | Executive |
| Peter J. Mastic | Executive |
| Patrick Pelstring | Executive |
| Leon Steinberg | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
123 Cedar Street
Julesburg, CO, 80737
Julesburg, CO, 80737